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Chaos - James Gleick [11]

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Everyone knew that the weather was such a system—aperiodic. Nature is full of others: animal populations that rise and fall almost regularly, epidemics that come and go on tantalizingly near-regular schedules. If the weather ever did reach a state exactly like one it had reached before, every gust and cloud the same, then presumably it would repeat itself forever after and the problem of forecasting would become trivial.

Lorenz saw that there must be a link between the unwillingness of the weather to repeat itself and the inability of forecasters to predict it—a link between aperiodicity and unpredictability. It was not easy to find simple equations that would produce the aperiodicity he was seeking. At first his computer tended to lock into repetitive cycles. But Lorenz tried different sorts of minor complications, and he finally succeeded when he put in an equation that varied the amount of heating from east to west, corresponding to the real-world variation between the way the sun warms the east coast of North America, for example, and the way it warms the Atlantic Ocean. The repetition disappeared.

The Butterfly Effect was no accident; it was necessary. Suppose small perturbations remained small, he reasoned, instead of cascading upward through the system. Then when the weather came arbitrarily close to a state it had passed through before, it would stay arbitrarily close to the patterns that followed. For practical purposes, the cycles would be predictable—and eventually uninteresting. To produce the rich repertoire of real earthly weather, the beautiful multiplicity of it, you could hardly wish for anything better than a Butterfly Effect.

The Butterfly Effect acquired a technical name: sensitive dependence on initial conditions. And sensitive dependence on initial conditions was not an altogether new notion. It had a place in folklore:

“For want of a nail, the shoe was lost;

For want of a shoe, the horse was lost;

For want of a horse, the rider was lost;

For want of a rider, the battle was lost;

For want of a battle, the kingdom was lost!”

In science as in life, it is well known that a chain of events can have a point of crisis that could magnify small changes. But chaos meant that such points were everywhere. They were pervasive. In systems like the weather, sensitive dependence on initial conditions was an inescapable consequence of the way small scales intertwined with large.

His colleagues were astonished that Lorenz had mimicked both aperiodicity and sensitive dependence on initial conditions in his toy version of the weather: twelve equations, calculated over and over again with ruthless mechanical efficiency. How could such richness, such unpredictability—such chaos—arise from a simple deterministic system?

LORENZ PUT THE WEATHER ASIDE and looked for even simpler ways to produce this complex behavior. He found one in a system of just three equations. They were nonlinear, meaning that they expressed relationships that were not strictly proportional. Linear relationships can be captured with a straight line on a graph. Linear relationships are easy to think about: the more the merrier. Linear equations are solvable, which makes them suitable for textbooks. Linear systems have an important modular virtue: you can take them apart, and put them together again—the pieces add up.

Nonlinear systems generally cannot be solved and cannot be added together. In fluid systems and mechanical systems, the nonlinear terms tend to be the features that people want to leave out when they try to get a good, simple understanding. Friction, for example. Without friction a simple linear equation expresses the amount of energy you need to accelerate a hockey puck. With friction the relationship gets complicated, because the amount of energy changes depending on how fast the puck is already moving. Nonlinearity means that the act of playing the game has a way of changing the rules. You cannot assign a constant importance to friction, because its importance depends on speed. Speed, in turn, depends on friction. That

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