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China's Trapped Transition_ The Limits of Developmental Autocracy - Minxin Pei [0]

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Table of Contents

Title Page

Copyright Page

Dedication

Abbreviations

Introduction

ONE - Why Transitions Get Trapped: A Theoretical Framework

Economic Development and Political Change

Theories of Economic Reform

Gradualism, Chinese Style

Why No Autocracy Has Opted for the Big Bang

A Question of the State: Developmental or Predatory

The Theory of the Predatory State

Why Decentralized Predation May Emerge during Transition

TWO - Democratizing China?

Political Reform: The Ruling Elites’ Views

Political Reform According to Deng Xiaoping

Political Reform: A Liberal Alternative

Political Reform: Content, Goals, and Dilemmas

Political Reform: A Stillborn Plan

Institutional Reforms: Promise and Disappointment

Legislative Output

Constitutional Oversight Power

Power of Appointment and Removal

Organizational Growth

Legal Reform

Politicization of the Courts and Lack of Judicial Independence

Fragmentation of Judicial Authority

Village Elections

Illiberal Adaptation

Selective Repression

Containing Social Unrest

Responding to the Information Revolution

Co-optation

The Co-optation of the Intelligentsia

The Co-optation of Private Entrepreneurs

THREE - Rent Protection and Dissipation: The Dark Side of Gradualism

The Grain Procurement System

The Evolution of the Grain Procurement System

Analysis

The Telecom Service Sector

Monopoly and State Control

Analysis

The Banking Sector

Banking Reform since 1979

SCBs’ Dominance and Performance

Poor Governance and Corruption

Analysis

The Economic Costs of Gradualism

How Marketized Is the Chinese Economy?

SOEs’ Share of Economic Output and Employment

The State’s Influence in Commodities and Factor Markets

Fragmentation of Domestic Markets

International Comparisons

FOUR - Transforming the State: From Developmental to Predatory

The Institutional Dynamics of Decentralized Predation

Corruption and Decentralization of Predation

The Growing Size of the Chinese State

Decentralization of Property Rights

Administrative Decentralization and Predation

Declining Monitoring Capability

Crime and Punishment

New Exit Options

Declining Ideological and Institutional Norms

Collusion and the Emergence of Local Mafia States

FIVE - China’s Mounting Governance Deficits

Governance Deficits and State Incapacitation

Public and Workplace Safety

Education

Public Health

Environmental Degradation

Crisis in Rural Public Finance

Erosion of the CCP’s Mobilization Capacity

Economic Reform and the CCP’s Organizational Decline

Internal Corruption

Mass Disenchantment with the CCP

Rising Tensions Between the State and Society

Rural Decay and Discontent

The Unemployment Challenge

The Institutional Breakdown

Conclusion

Appendix: - Reported Cases of Local Mafia States

Notes

Acknowledgements

Index

Copyright © 2006 by the President and Fellows of Harvard College

All rights reserved

Printed in the United States of America

First Harvard University Press paperback edition, 2008

Library of Congress Cataloging-in-Publication Data

Pei, Minxin.

China’s trapped transition : the limits of developmental autocracy / Minxin Pei.

p. cm.

Includes bibliographical references and index.

ISBN 978-0-674-02195-2 (cloth: alk. paper)

ISBN 978-0-674-02754-1 (pbk.)

1. Democracy—China. 2. China—Politics and government—1976-2002-

3. China—Economic policy—1976-2000. 4. China—Economic policy—2000—I. Title

JQ1516.P44 2006

320.951—dc22

2005052762

To Samuel P. Huntington

Abbreviations

Introduction

THE ECONOMIC MODERNIZATION DRIVE that China launched at the end of the 1970s ranks as one of the most dramatic episodes of social and economic transformation in history. This process occurred in a unique political and economic context: a simultaneous transition from a state-socialist economic system and a quasi-totalitarian political system. Despite temporary setbacks, brief periods of high political

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